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Branch Office Examiner - Houston
Full time
A. POSITION OVERVIEW Plans, performs and documents audits of operat... ons at the OSJ and representatives’ office to assure compliance with relevant State and Federal regulations. B. POSITION CONTENT 1... relevant State and Federal regulations. B. POSITION CONTENT 1) Plans pre-visit efforts that include researching information on prior audits and reviewing exception reports to identify questionable trad...
Posted on 17 Apr, 2012
Salary negotiable
Compliance
Mid Career (2+ years of experience)
See details
Chief Compliance Officer - Houston
Full time
A. POSITION OVERVIEW Develops, manages and directs the compliance a... d licensing functions to meet regulatory requirements for the Company, field representatives and OSJ operations. B. POSITION CONTENT ... field representatives and OSJ operations. B. POSITION CONTENT 1) Plans, manages and directs the operation and development of compliance functions. Scope includes assisting in: directing the completion ...
Posted on 17 Apr, 2012
Salary negotiable
Compliance
Senior (5+ years of experience)
See details
Advisor Support Analyst - Houston
Full time
NEXT FINANCIAL GROUP POSITION OVERVIEW Answers questions, solves... problems and interprets policies, standards and procedures to Field force. Activities include listening, collecting/documenting information... rce. Activities include listening, collecting/documenting information, securing answers, reporting results to the inquiring party timely and professionally and documenting the outcome of the inquiry. POS...
Posted on 09 Nov, 2011
Salary negotiable
Call Centre
Mid Career (2+ years of experience)
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Senior Applications Developer - Houston
Full time
Job Description HOUSTON AREA APPLICANTS ONLY A... plication Development Troubleshooting Project and other tasks as assigned Desired Skills & Exp... r tasks as assigned Desired Skills & Experience Bachelor\'s degree preferred C# Programming Language - Expert Firm Understanding of MCF (Microsoft Commun...
Posted on 01 Sep, 2011
DOE
Computer and Information Technology
Mid Career (2+ years of experience)
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Home Office Principal (HOP) - Houston
Full time
Provide principal oversight of the sales activities of pro... ucing Branch Office Managers (BOMs). Provide guidance to BOMs in their management dealings with Representatives under their Office of ... their management dealings with Representatives under their Office of Supervisory Jurisdiction (OSJ). Act as a subject matter expert in support of ongoing field operations. Provide principal review ...
Posted on 01 Sep, 2011
DOE
Banking / Finance And Investment
Mid Career (2+ years of experience)
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