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Branch Office Examiner - Houston

Full time A. POSITION OVERVIEW Plans, performs and documents audits of operat... ons at the OSJ and representatives’ office to assure compliance with relevant State and Federal regulations. B. POSITION CONTENT 1... relevant State and Federal regulations. B. POSITION CONTENT 1) Plans pre-visit efforts that include researching information on prior audits and reviewing exception reports to identify questionable trad...
  •  Posted on 17 Apr, 2012
  • Salary negotiable
  • Compliance
  • Mid Career (2+ years of experience)
  • See details

Chief Compliance Officer - Houston

Full time A. POSITION OVERVIEW Develops, manages and directs the compliance a... d licensing functions to meet regulatory requirements for the Company, field representatives and OSJ operations. B. POSITION CONTENT ... field representatives and OSJ operations. B. POSITION CONTENT 1) Plans, manages and directs the operation and development of compliance functions. Scope includes assisting in: directing the completion ...
  •  Posted on 17 Apr, 2012
  • Salary negotiable
  • Compliance
  • Senior (5+ years of experience)
  • See details

Advisor Support Analyst - Houston

Full timeNEXT FINANCIAL GROUP POSITION OVERVIEW Answers questions, solves... problems and interprets policies, standards and procedures to Field force. Activities include listening, collecting/documenting information... rce. Activities include listening, collecting/documenting information, securing answers, reporting results to the inquiring party timely and professionally and documenting the outcome of the inquiry. POS...
  •  Posted on 09 Nov, 2011
  • Salary negotiable
  • Call Centre
  • Mid Career (2+ years of experience)
  • See details

Senior Applications Developer - Houston

Full time Job Description HOUSTON AREA APPLICANTS ONLY A... plication Development Troubleshooting Project and other tasks as assigned   Desired Skills & Exp... r tasks as assigned   Desired Skills & Experience Bachelor\'s degree preferred C# Programming Language - Expert Firm Understanding of MCF (Microsoft Commun...
  •  Posted on 01 Sep, 2011
  • DOE
  • Computer and Information Technology
  • Mid Career (2+ years of experience)
  • See details

Home Office Principal (HOP) - Houston

Full time Provide principal oversight of the sales activities of pro... ucing Branch Office Managers (BOMs). Provide guidance to BOMs in their management dealings with Representatives under their Office of ... their management dealings with Representatives under their Office of Supervisory Jurisdiction (OSJ). Act as a subject matter expert in support of ongoing field operations. Provide principal review ...
  •  Posted on 01 Sep, 2011
  • DOE
  • Banking / Finance And Investment
  • Mid Career (2+ years of experience)
  • See details
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